{"id":773,"date":"2021-08-27T10:58:50","date_gmt":"2021-08-27T08:58:50","guid":{"rendered":"https:\/\/www.ombudsservice-fricke-recht.de\/for-clients\/externer-compliance-officer\/"},"modified":"2022-03-10T13:50:45","modified_gmt":"2022-03-10T12:50:45","slug":"external-compliance-officer","status":"publish","type":"page","link":"https:\/\/www.ombudsservice-fricke-recht.de\/en\/for-clients\/external-compliance-officer\/","title":{"rendered":"External Compliance Officer"},"content":{"rendered":"<p>[et_pb_section fb_built=&#8221;1&#8243; admin_label=&#8221;Hero&#8221; _builder_version=&#8221;4.8.2&#8243; use_background_color_gradient=&#8221;on&#8221; background_color_gradient_start=&#8221;rgba(0,0,0,0.5)&#8221; background_color_gradient_end=&#8221;rgba(0,0,0,0)&#8221; background_color_gradient_direction=&#8221;90deg&#8221; background_color_gradient_start_position=&#8221;30%&#8221; background_color_gradient_overlays_image=&#8221;on&#8221; background_image=&#8221;http:\/\/www.ombudsservice-fricke-recht.de\/wp-content\/uploads\/2021\/08\/ex-compl-officer.jpg&#8221; min_height=&#8221;400px&#8221; height=&#8221;400px&#8221; custom_margin=&#8221;|||&#8221; custom_padding=&#8221;125px||0px|||&#8221; bottom_divider_style=&#8221;slant&#8221; bottom_divider_color=&#8221;#ffffff&#8221; bottom_divider_flip=&#8221;horizontal&#8221; animation_style=&#8221;slide&#8221; animation_direction=&#8221;top&#8221; animation_intensity_slide=&#8221;5%&#8221; animation_starting_opacity=&#8221;100%&#8221; background_last_edited=&#8221;on|tablet&#8221; background_color_gradient_start_position_tablet=&#8221;49%&#8221; background_position_tablet=&#8221;top_right&#8221; background_position_phone=&#8221;top_right&#8221;][et_pb_row column_structure=&#8221;3_4,1_4&#8243; _builder_version=&#8221;3.25&#8243; background_size=&#8221;initial&#8221; background_position=&#8221;top_left&#8221; background_repeat=&#8221;repeat&#8221; custom_padding=&#8221;27px|0px|0px|0px&#8221;][et_pb_column type=&#8221;3_4&#8243; _builder_version=&#8221;3.25&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_text admin_label=&#8221;Title&#8221; _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;||||||||&#8221; header_font=&#8221;Montserrat|600|||||||&#8221; header_font_size=&#8221;50px&#8221; header_line_height=&#8221;1.2em&#8221; background_layout=&#8221;dark&#8221; custom_margin_tablet=&#8221;&#8221; custom_margin_phone=&#8221;-33px||||false|false&#8221; custom_margin_last_edited=&#8221;on|phone&#8221; animation_style=&#8221;zoom&#8221; animation_direction=&#8221;left&#8221; animation_intensity_zoom=&#8221;10%&#8221; header_font_size_tablet=&#8221;&#8221; header_font_size_phone=&#8221;44px&#8221; header_font_size_last_edited=&#8221;on|phone&#8221;]<\/p>\n<h1>External Compliance Officer<\/h1>\n<p>[\/et_pb_text][et_pb_divider color=&#8221;rgba(255,255,255,0.7)&#8221; divider_weight=&#8221;3px&#8221; _builder_version=&#8221;3.2&#8243; max_width=&#8221;120px&#8221; animation_style=&#8221;zoom&#8221; animation_direction=&#8221;left&#8221;][\/et_pb_divider][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243; _builder_version=&#8221;3.25&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=&#8221;1&#8243; custom_padding_last_edited=&#8221;on|phone&#8221; admin_label=&#8221;About&#8221; _builder_version=&#8221;4.8.2&#8243; custom_padding=&#8221;50px||0px|||&#8221; custom_padding_tablet=&#8221;&#8221; custom_padding_phone=&#8221;40px||||false|false&#8221;][et_pb_row _builder_version=&#8221;3.25&#8243; custom_margin=&#8221;|||&#8221; custom_padding=&#8221;|||&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;3.25&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_text content_tablet=&#8221;<\/p>\n<h2>External lawyer as compliance officer<\/h2>\n<p>Boards of directors and management are obliged to install a risk management system appropriate to the respective company and to ensure that risks of business-related infringements are prevented. Actual violations of the law must be recognised and responded to.<\/p>\n<p>Compliance &#8211; understood as adherence to the law and rules &#8211; is part of management responsibility.<\/p>\n<p>You do not want to maintain an internal Compliance Officer position at present or are unsure about this? Hire an external compliance officer.<\/p>\n<p>&#8221; content_phone=&#8221;<\/p>\n<h2>External lawyer as compliance officer<\/h2>\n<p>Boards of directors and management are obliged to install a risk management system appropriate to the respective company and to ensure that risks of business-related infringements are prevented. Actual violations of the law must be recognised and responded to.<\/p>\n<p>Compliance &#8211; understood as adherence to the law and rules &#8211; is part of management responsibility.<\/p>\n<p>You do not want to maintain an internal Compliance Officer position at present or are unsure about this? Hire an external compliance officer.<\/p>\n<p>&#8221; content_last_edited=&#8221;on|phone&#8221; admin_label=&#8221;Title&#8221; _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;Montserrat|300|||||||&#8221; text_font_size=&#8221;16px&#8221; text_line_height=&#8221;1.8em&#8221; header_font=&#8221;||||||||&#8221; header_2_font=&#8221;Montserrat|500|||||||&#8221; header_2_text_align=&#8221;center&#8221; header_2_font_size=&#8221;30px&#8221; header_2_line_height=&#8221;1.4em&#8221; text_orientation=&#8221;center&#8221; max_width=&#8221;700px&#8221; module_alignment=&#8221;center&#8221; animation_direction=&#8221;right&#8221; hover_enabled=&#8221;0&#8243; sticky_enabled=&#8221;0&#8243;]<\/p>\n<h2>External lawyer as compliance officer<\/h2>\n<p>Boards of directors and management are obliged to install a risk management system appropriate to the respective company and to ensure that risks of business-related infringements are prevented. Actual violations of the law must be recognised and responded to.<\/p>\n<p>Compliance &#8211; understood as adherence to the law and rules &#8211; is part of management responsibility.<\/p>\n<p>You do not want to maintain an internal Compliance Officer position at present or are unsure about this? Hire an external compliance officer.<\/p>\n<p>[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row column_structure=&#8221;1_2,1_2&#8243; _builder_version=&#8221;4.8.2&#8243; module_alignment=&#8221;center&#8221; custom_margin=&#8221;100px||70px||false|false&#8221; custom_margin_tablet=&#8221;15px||||false|false&#8221; custom_margin_phone=&#8221;10px||0px||false|false&#8221; custom_margin_last_edited=&#8221;on|phone&#8221; custom_padding=&#8221;40px|0px|40px|0px&#8221;][et_pb_column type=&#8221;1_2&#8243; _builder_version=&#8221;3.25&#8243; background_color_gradient_direction=&#8221;35deg&#8221; custom_padding=&#8221;|60px|60px|&#8221; custom_padding_tablet=&#8221;|0px||&#8221; custom_padding_phone=&#8221;&#8221; custom_padding_last_edited=&#8221;on|desktop&#8221; padding_tablet=&#8221;|0px||&#8221; padding_last_edited=&#8221;on|desktop&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_text admin_label=&#8221;Subtitle&#8221; _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;Montserrat|500||on|||||&#8221; text_text_color=&#8221;rgba(0,0,0,0.25)&#8221; header_font=&#8221;||||||||&#8221; animation_style=&#8221;slide&#8221; animation_direction=&#8221;right&#8221; animation_intensity_slide=&#8221;5%&#8221; animation_starting_opacity=&#8221;100%&#8221;]External Compliance Officer[\/et_pb_text][et_pb_text admin_label=&#8221;Title&#8221; _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;||||||||&#8221; header_font=&#8221;||||||||&#8221; header_2_font=&#8221;Montserrat|500|||||||&#8221; header_2_font_size=&#8221;30px&#8221; header_2_line_height=&#8221;1.4em&#8221; animation_style=&#8221;fade&#8221; animation_direction=&#8221;right&#8221; animation_starting_opacity=&#8221;100%&#8221;]<\/p>\n<h2>We are the right partner for you.<\/h2>\n<p>[\/et_pb_text][et_pb_divider divider_weight=&#8221;3px&#8221; _builder_version=&#8221;4.8.2&#8243; max_width=&#8221;80px&#8221; animation_style=&#8221;slide&#8221; animation_direction=&#8221;right&#8221; animation_intensity_slide=&#8221;5%&#8221; animation_starting_opacity=&#8221;100%&#8221;][\/et_pb_divider][et_pb_text _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;Montserrat|300|||||||&#8221; text_font_size=&#8221;16px&#8221; text_line_height=&#8221;1.8em&#8221; ul_line_height=&#8221;1.8em&#8221; header_3_font=&#8221;Montserrat||||||||&#8221; header_3_font_size=&#8221;20px&#8221; header_3_line_height=&#8221;1.4em&#8221; animation_style=&#8221;slide&#8221; animation_direction=&#8221;right&#8221; animation_intensity_slide=&#8221;5%&#8221; animation_starting_opacity=&#8221;100%&#8221;]Medium-sized companies often shy away from the effort of creating the internal position of a compliance officer. The task is often &#8220;co-done&#8221; by an existing employee, usually the head of the legal department.<\/p>\n<p>This is rarely the optimal solution! In-house lawyers and in-house counsel cannot be employees bound by instructions and freelance lawyers at the same time and slip into different roles as needed.<\/p>\n<p>It is preferable to create organisational independence through external assignment.[\/et_pb_text][\/et_pb_column][et_pb_column type=&#8221;1_2&#8243; _builder_version=&#8221;4.8.2&#8243; background_color=&#8221;#444444&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_image src=&#8221;http:\/\/www.ombudsservice-fricke-recht.de\/wp-content\/uploads\/2021\/08\/ex-compl-officer-2.jpg&#8221; title_text=&#8221;ex-compl-officer-2&#8243; align=&#8221;center&#8221; force_fullwidth=&#8221;on&#8221; _builder_version=&#8221;4.8.2&#8243; custom_margin=&#8221;-40px|40px|40px|-40px|false|false&#8221; custom_padding=&#8221;|||&#8221; animation_direction=&#8221;right&#8221; border_color_all=&#8221;#&#8221; box_shadow_style=&#8221;preset3&#8243; box_shadow_horizontal=&#8221;13px&#8221; box_shadow_vertical=&#8221;42px&#8221; box_shadow_blur=&#8221;45px&#8221; box_shadow_spread=&#8221;-3px&#8221; box_shadow_color=&#8221;rgba(0,0,0,0.1)&#8221; always_center_on_mobile=&#8221;off&#8221;][\/et_pb_image][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=&#8221;1&#8243; admin_label=&#8221;Resources&#8221; _builder_version=&#8221;4.8.2&#8243; custom_margin=&#8221;|||&#8221; custom_margin_tablet=&#8221;-20px||-20px||false|false&#8221; custom_margin_phone=&#8221;&#8221; custom_margin_last_edited=&#8221;on|tablet&#8221; custom_padding=&#8221;0px||100px||false|false&#8221;][et_pb_row column_structure=&#8221;1_2,1_2&#8243; _builder_version=&#8221;4.8.2&#8243; custom_margin=&#8221;20px||||false|false&#8221; custom_margin_tablet=&#8221;&#8221; custom_margin_phone=&#8221;||-30px||false|false&#8221; custom_margin_last_edited=&#8221;on|phone&#8221;][et_pb_column type=&#8221;1_2&#8243; _builder_version=&#8221;3.25&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_blurb title=&#8221;Legal obligations&#8221; image=&#8221;http:\/\/www.ombudsservice-fricke-recht.de\/wp-content\/uploads\/2021\/08\/logo-fricke.png&#8221; icon_placement=&#8221;left&#8221; _builder_version=&#8221;4.8.2&#8243; header_level=&#8221;h3&#8243; header_font=&#8221;Montserrat|500|||||||&#8221; header_line_height=&#8221;1.8em&#8221; body_font=&#8221;Montserrat|300|||||||&#8221; body_font_size=&#8221;17px&#8221; body_line_height=&#8221;1.8em&#8221; body_link_text_color=&#8221;#d1011a&#8221; animation_style=&#8221;fade&#8221; border_color_all_image=&#8221;#&#8221;]In the event of violations of legal obligations, line managers face fines or even imprisonment, and the company faces sanctions such as fines, profit skimming or the barring of tenders.[\/et_pb_blurb][\/et_pb_column][et_pb_column type=&#8221;1_2&#8243; _builder_version=&#8221;3.25&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_blurb title=&#8221;Liability cases&#8221; image=&#8221;http:\/\/www.ombudsservice-fricke-recht.de\/wp-content\/uploads\/2021\/08\/logo-fricke.png&#8221; icon_placement=&#8221;left&#8221; _builder_version=&#8221;4.8.2&#8243; header_level=&#8221;h3&#8243; header_font=&#8221;Montserrat|500|||||||&#8221; header_line_height=&#8221;1.8em&#8221; body_font=&#8221;Montserrat|300|||||||&#8221; body_font_size=&#8221;17px&#8221; body_line_height=&#8221;1.8em&#8221; body_link_text_color=&#8221;#d1011a&#8221; animation_style=&#8221;fade&#8221; border_color_all_image=&#8221;#&#8221;]Avoid liability cases for the business and company management and engage a competent contact person for compliance cases who can be reached at any time.[\/et_pb_blurb][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=&#8221;1&#8243; admin_label=&#8221;Subscribe&#8221; _builder_version=&#8221;4.8.2&#8243; background_color=&#8221;#d1011a&#8221; custom_padding=&#8221;54px|0px|54px|0px&#8221;][et_pb_row column_structure=&#8221;3_5,2_5&#8243; _builder_version=&#8221;4.8.2&#8243; _module_preset=&#8221;default&#8221;][et_pb_column type=&#8221;3_5&#8243; _builder_version=&#8221;4.8.2&#8243; _module_preset=&#8221;default&#8221;][et_pb_text _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;Montserrat|300|||||||&#8221; text_font_size=&#8221;20px&#8221; text_line_height=&#8221;1.8em&#8221; header_4_font=&#8221;Montserrat||||||||&#8221; header_4_font_size=&#8221;28px&#8221; background_layout=&#8221;dark&#8221; animation_style=&#8221;zoom&#8221; animation_direction=&#8221;left&#8221; animation_delay=&#8221;100ms&#8221; animation_intensity_zoom=&#8221;10%&#8221;]<\/p>\n<h4>Contact us<\/h4>\n<p>Are you interested in an <strong>external compliance officer<\/strong>?<br \/>\nWe will be happy to conduct a non-binding initial interview with you.[\/et_pb_text][et_pb_blurb title=&#8221;+49 89 32 49 80 50&#8243; use_icon=&#8221;on&#8221; font_icon=&#8221;%%264%%&#8221; icon_color=&#8221;#FFFFFF&#8221; icon_placement=&#8221;left&#8221; content_max_width=&#8221;100%&#8221; _builder_version=&#8221;4.8.2&#8243; _module_preset=&#8221;default&#8221; header_font=&#8221;Montserrat||||||||&#8221; header_text_color=&#8221;#FFFFFF&#8221; header_font_size=&#8221;29px&#8221; header_font_size_tablet=&#8221;&#8221; header_font_size_phone=&#8221;26px&#8221; header_font_size_last_edited=&#8221;on|phone&#8221;][\/et_pb_blurb][\/et_pb_column][et_pb_column type=&#8221;2_5&#8243; _builder_version=&#8221;4.8.2&#8243; _module_preset=&#8221;default&#8221; custom_padding=&#8221;50px||||false|false&#8221;][et_pb_button button_url=&#8221;https:\/\/www.ombudsservice-fricke-recht.de\/en\/contact-form-for-clients\/&#8221; button_text=&#8221;to the contact form&#8221; button_alignment=&#8221;left&#8221; _builder_version=&#8221;4.8.2&#8243; custom_button=&#8221;on&#8221; button_text_size=&#8221;14px&#8221; button_text_color=&#8221;#d1011a&#8221; button_bg_color=&#8221;#FFFFFF&#8221; button_border_width=&#8221;0px&#8221; button_border_color=&#8221;RGBA(0,0,0,0)&#8221; button_border_radius=&#8221;50px&#8221; button_font=&#8221;Montserrat|500||on|||||&#8221; button_use_icon=&#8221;off&#8221; background_layout=&#8221;dark&#8221; custom_padding=&#8221;20px|45px|20px|45px&#8221; animation_style=&#8221;fade&#8221; locked=&#8221;off&#8221; button_text_size__hover_enabled=&#8221;off&#8221; button_one_text_size__hover_enabled=&#8221;off&#8221; button_two_text_size__hover_enabled=&#8221;off&#8221; button_text_color__hover_enabled=&#8221;off&#8221; button_one_text_color__hover_enabled=&#8221;off&#8221; button_two_text_color__hover_enabled=&#8221;off&#8221; button_border_width__hover_enabled=&#8221;off&#8221; button_one_border_width__hover_enabled=&#8221;off&#8221; button_two_border_width__hover_enabled=&#8221;off&#8221; button_border_color__hover_enabled=&#8221;off&#8221; button_one_border_color__hover_enabled=&#8221;off&#8221; button_two_border_color__hover_enabled=&#8221;off&#8221; button_border_radius__hover_enabled=&#8221;off&#8221; button_one_border_radius__hover_enabled=&#8221;off&#8221; button_two_border_radius__hover_enabled=&#8221;off&#8221; button_letter_spacing__hover_enabled=&#8221;off&#8221; button_one_letter_spacing__hover_enabled=&#8221;off&#8221; button_two_letter_spacing__hover_enabled=&#8221;off&#8221; button_bg_color__hover_enabled=&#8221;off&#8221; button_one_bg_color__hover_enabled=&#8221;off&#8221; button_two_bg_color__hover_enabled=&#8221;off&#8221;][\/et_pb_button][\/et_pb_column][\/et_pb_row][\/et_pb_section]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>[et_pb_section fb_built=&#8221;1&#8243; admin_label=&#8221;Hero&#8221; _builder_version=&#8221;4.8.2&#8243; use_background_color_gradient=&#8221;on&#8221; background_color_gradient_start=&#8221;rgba(0,0,0,0.5)&#8221; background_color_gradient_end=&#8221;rgba(0,0,0,0)&#8221; background_color_gradient_direction=&#8221;90deg&#8221; background_color_gradient_start_position=&#8221;30%&#8221; background_color_gradient_overlays_image=&#8221;on&#8221; background_image=&#8221;http:\/\/www.ombudsservice-fricke-recht.de\/wp-content\/uploads\/2021\/08\/ex-compl-officer.jpg&#8221; min_height=&#8221;400px&#8221; height=&#8221;400px&#8221; custom_margin=&#8221;|||&#8221; custom_padding=&#8221;125px||0px|||&#8221; bottom_divider_style=&#8221;slant&#8221; bottom_divider_color=&#8221;#ffffff&#8221; bottom_divider_flip=&#8221;horizontal&#8221; animation_style=&#8221;slide&#8221; animation_direction=&#8221;top&#8221; animation_intensity_slide=&#8221;5%&#8221; animation_starting_opacity=&#8221;100%&#8221; background_last_edited=&#8221;on|tablet&#8221; background_color_gradient_start_position_tablet=&#8221;49%&#8221; background_position_tablet=&#8221;top_right&#8221; background_position_phone=&#8221;top_right&#8221;][et_pb_row column_structure=&#8221;3_4,1_4&#8243; _builder_version=&#8221;3.25&#8243; background_size=&#8221;initial&#8221; background_position=&#8221;top_left&#8221; background_repeat=&#8221;repeat&#8221; custom_padding=&#8221;27px|0px|0px|0px&#8221;][et_pb_column type=&#8221;3_4&#8243; _builder_version=&#8221;3.25&#8243; custom_padding=&#8221;|||&#8221; custom_padding__hover=&#8221;|||&#8221;][et_pb_text admin_label=&#8221;Title&#8221; _builder_version=&#8221;4.8.2&#8243; text_font=&#8221;||||||||&#8221; 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Wir beraten Sie in allen relevanten Compliance-Themen.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.ombudsservice-fricke-recht.de\/en\/for-clients\/external-compliance-officer\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Externer Compliance-Officer :: Rechtsanwaltskanzlei Fricke\" \/>\n<meta property=\"og:description\" content=\"Erf\u00fcllen Sie Legalit\u00e4ts-, Kontroll- und Aufsichtspflichten. 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